Securities and Exchange Commission


  1. The mission of the Securities and Exchange Commission (SEC) is to:
  2. Which if the following is not a legal right of stockholders?
  3. The activism of institutional investors in other countries has been spearheaded by:
  4. Which of the following is not a function of board committees?
  5. In response to concerns about the lack of transparency in financial accounting, Congress passed a new law called the:
  6. Corporate governance involves the exercise of control over a company’s:
  7. The main reason that American executives are paid so much is:
  8. The Securities and Exchange Commission outlaws:
  9. In 2010, median compensation for directors at the largest U.S. corporations was (rounded to the nearest $10):
  10. Which of the following arguments opposes the idea of high executive pay?
  11. A reason for institutions becoming more assertive in promoting the interests of their member investors is:
  12. How are directors (members of corporate boards) selected?
  13. The board committee that administers and approves salaries and benefits of high-level managers in a company is called the:
  14. The paramount duty of the board of directors of a public corporation is to:
  15. Which of the following is not an argument for high executive compensation?
  16. Which organization brings together 300 nonprofit groups to espouse the consumer viewpoint?
  17. Advertising that is targeted to particular customers, based on their observed online behavior, is called:
  18. An identifying marker placed on a user’s computer hard drive during visits in order to identify the user during each subsequent visit and to build profiles of their behavior over time is called a:
  19. Online shoppers have always been concerned that:
  20. Consumers have become more dependent on businesses for product quality because:
  21. One alternative to product liability lawsuits is called:
  22. The law requiring that toys and infant products be tested before sale is called the:
  23. A prime social responsibility of business is to safeguard consumers:
  24. In some cases, businesses have banded together to agree on how they will treat their customers.  This is called:
  25. Which of the following limits the collection of information online from and about children under the age of 13?
  26. When businesses adopt voluntary policies for protecting the privacy of individuals’ information disclosed during electronic transactions, this is called:
  27. Manufacturers making false or misleading claims about a competitor’s product is:
  28. The act that requires lenders to inform borrowers of the annual rate of interest to be charged, plus related fees and services charges is called:
  29. Which of the following is not a goal of consumer protection laws?
  30. In the United States, which of the following agencies enforces the laws prohibiting deceptive advertising?


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